Recommendation Record Management for SEBI Research AnalystsFinuro keeps a complete record of every recommendation you publish: the instrument, entry, targets and stop-loss at the moment it went out, the rationale and report behind it, every update and the final outcome. Records are timestamped, linked to their delivery logs and exportable whenever an auditor or SEBI asks.  RECOMMENDATION RECORDS What does each recommendation record hold?Everything about a call, kept together from publication to close. Levels at publicationInstrument, horizon, entry range, targets and stop-loss, timestamped when the call goes out. Rationale and reportThe research rationale, technical chart and attached research report, with its report month. Every updateRevisions, trailed stop-losses, exits and status changes stay attached to the original call. Final outcomeEach call closes as target hit, stop-loss hit, trailed stop-loss hit, expired or not valid. WHY IT MATTERS Why keep recommendation records in Finuro?Records rebuilt from chat history are incomplete and hard to defend. Made at the sourceThe record is created when you publish, not reconstructed afterwards. Nothing cherry-pickedEvery call is kept, including the ones that hit stop-loss. Linked to deliveryEach call shows who it was sent to, on which channel, and whether delivery succeeded. Ready to exportExport the full list for any period to Excel. How a recommendation record is builtStep 1 PublishThe call is saved with its levels, rationale and report, and timestamped. Step 2 DeliverDelivery to email, WhatsApp and Telegram is logged per subscriber. Step 3 TrackUpdates and status changes are added to the same record. Step 4 Close and exportThe outcome is recorded, and the history is exportable at any time. Who needs recommendation records?Every SEBI-registered research analyst who publishes calls, whether to a handful of subscribers or thousands, has to be able to show what was recommended, when, on what basis and what happened next. Firms with several analysts also need to see each analyst's calls in one place. What SEBI expectsThe Research Analyst Regulations require analysts to keep records of research reports and recommendations and the rationale behind them for at least five years, and to make them available during inspections. Recent rules on verifying past performance also depend on a complete history rather than a selection of good calls. Check the current regulations for the exact list. What Finuro records for every callThe call as publishedInstrument, horizon (intraday, short term or long term), entry range, one or more targets and the stop-loss. For options, every leg with its lots and the net premium. The timestamp is set when the call is published. The basis for the callThe research rationale, which you can draft with AI assistance and edit, a technical chart, and the research report, uploaded, generated or built from a CSV and filed under its report month. Your disclaimer is attached to recommendation messages. The life of the callAutomatic tracking adds each update: entry triggered, target reached, stop-loss trailed or hit, exit. The call closes with a clear status, so the record shows the whole story, not only the opening message. DeliveryEach call is linked to its delivery log across email, WhatsApp and Telegram, including status and retries for failed messages. Recommendation records compared with chat historyCommon use casesA SEBI inspectionExport every call for the inspection period with levels, timestamps and outcomes, and show the rationale and report for any call the inspector selects. A client questions a callOpen the recommendation to show the levels as published, every update and the delivery to that client. Reviewing an analystFilter the recommendation list by analyst and period to review their calls and outcomes. Related Finuro features
Frequently asked questionsCommon questions about recommendation record management in Finuro. Built for SEBI RAs and IAs Keep every call on record, automaticallyTimestamped levels, rationale, updates and outcomes for every recommendation, ready for audit. |
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