Audit Trail and Advisory Activity Tracking for SEBI RAs and IAsFinuro's audit trail records who created, changed or deleted what in your practice, and when: recommendations, subscriptions, coupons, courses, bookings, exclusive content, risk profiles, settings and users. Filter by entity, action or ID to answer any 'who changed this?' question in seconds.  AUDIT TRAIL What does the audit trail record?Every change to the parts of Finuro that matter for compliance. Create, update, deleteEach action is logged with the user who made it and the time. Across the practiceRecommendations, subscriptions, coupons, courses, bookings, exclusive content, risk profiles and questions, and settings. People and accessChanges to users, roles, vendors and payout beneficiaries are logged too. Fast filteringFilter by entity, action, entity ID and organisation. WHY IT MATTERS Why does an audit trail matter?Without one, nobody can say who changed a call or a plan. AccountabilityEvery change is tied to a named user, not a shared login. Fewer disputesShow exactly when something changed and who changed it. Inspection-readyAnswer an inspector's questions from the log instead of memory. Safer teamsCombined with roles, people can only change what they are allowed to. How the audit trail worksStep 1 Work as usualPublish calls, edit plans and change settings. Step 2 Actions are loggedEach create, update and delete is recorded with user and time. Step 3 Filter the logNarrow down by entity, action or ID. Step 4 Answer the questionSee who did what, and when, for any record. Who needs an audit trail?Any research or advisory practice where more than one person works in the system, or where records may be questioned later. Solo analysts benefit too: an audit trail shows that a call or a plan was not changed after the fact. Why regulators and auditors careInspections and audits look at what was done and whether records are reliable. A record that can be changed without a trace is weak evidence. An audit trail that names the user and time of every change makes your other records trustworthy. What the audit trail coversAdvisory activityRecommendations and their changes, risk profiles and risk questions, and strategy settings. Commercial activitySubscriptions, coupons, courses, bookings and exclusive content. ContentFAQ, insight and testimonial groups that appear on your portal. Money and accessVendors and payout beneficiaries, firm settings and users. Finding what you needFilter the log by entity type, by action (create, update or delete), by entity ID to follow one record, and by organisation for multi-analyst firms. Each entry shows the user and time. Common use casesA disputed recommendationFilter by the recommendation's ID to show every change since publication and who made it. A pricing questionCheck when a subscription plan or coupon was changed, and by whom. Offboarding a team memberReview their recent actions before removing their access. Related Finuro features
Frequently asked questionsCommon questions about audit trail and advisory activity tracking in Finuro. Built for SEBI RAs and IAs Know who changed what, every timeA complete audit trail across recommendations, plans, content and settings. |
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