Stop Managing SEBI Compliance on SpreadsheetsThe ultimate audit-ready record-keeping platform built exclusively for SEBI-Registered Research Analysts. Automatically log recommendations, track client consent, and secure your license with zero manual effort. Built for SEBI-registered RAs, IAs, and Corporate Advisory Firms.
The Reality of a SEBI Inspection:
Features
How Finuro keeps you 100% compliant without slowing down your business. 🛠️ Bulletproof Recommendation Logs
🔐 Multi-Channel Delivery Archiving
📝 Seamless Client Onboarding & Consent Tracking
👥 Role-Based Access Control (RBAC)
How It Works (The Compliance Workflow)
1.Generate & Rationalize: Step 1. Upload your research report or input your stock/options call into the Finuro dashboard. Attach the mandatory regulatory disclosure and research rationale. 2.Secure Broadcast: Step 2. Finuro distributes the recommendation simultaneously to your verified, active subscribers via WhatsApp, Telegram, or the secure client portal. 3.Immutable Archiving: Step 3. The platform instantly freezes the record. It logs the exact timestamp, the distribution list, the content of the message, and user read-receipts into an unalterable database. 4.One-Click Audit Export: Step 4. During a SEBI inspection or internal audit, select your date range and export a clean, formatted compliance trail in seconds.
Who needs SEBI record keeping software?Every SEBI-registered research analyst and investment adviser has to keep records of their research, recommendations, client agreements and communications, and produce them during inspections and audits. Finuro keeps these records as a side effect of normal work, instead of a monthly clean-up. What SEBI expects you to keepSEBI's Research Analyst Regulations require records such as research reports, the rationale behind recommendations and client agreements to be kept for at least five years, and investment advisers have similar obligations, including risk profiling records. Check the current regulations and circulars for the full list. What Finuro recordsRecommendations and their outcomesEvery call in the recommendation engine is timestamped with its levels, rationale, report and every update, and closes with a clear outcome. The list can be exported to Excel. Onboarding and consentKYC results, MITC and agreement e-sign documents and manual consent records are stored on each client, and a month of documents can be bulk-downloaded. See e-KYC and e-sign onboarding. The audit logCreate, update and delete actions are logged with the user and time across recommendations, subscriptions, coupons, courses, bookings, exclusive content, risk profiles, settings and users, and can be filtered by entity and action. CredentialsYour SEBI registration and NISM certificate expiry dates are tracked so renewals are not missed. Finuro compared with spreadsheets and chat historyCommon use casesA SEBI inspectionExport the recommendation history for the period under review, download the month's KYC and e-sign documents, and filter the audit log for any changes to those calls. An annual compliance auditGive your auditor exports of recommendations, client agreements and consent records, all with dates, instead of screenshots and scanned forms. A client disputeShow exactly what was sent to the client and when, from the timestamped recommendation and its delivery log. Getting started
Frequently asked questionsHow long must research analysts keep records?SEBI's Research Analyst Regulations require records such as research reports, recommendation rationale and client agreements to be kept for at least five years. Check the current regulations for the full list. Can I export my recommendation history?Yes. The recommendation list can be exported to Excel, with each call's levels, timestamps and outcome. Does Finuro record who changed a recommendation?Yes. The audit log records create, update and delete actions with the user and time, and can be filtered by entity and action. Can I download client agreements in bulk?Yes. Download a month of KYC and MITC e-sign documents at once for audits or inspections. Does Finuro remind me about expiring registrations?Your SEBI registration and NISM certificate expiry dates are tracked so you can renew them in time. Related Finuro features
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